Compliance Services Archives

Case Study: 5500 Reporting

Using our vast experience and expertise in this space, we helped this Client navigate regulatory challenges to complete ERISA 5500 Reporting.

A Banking Client needed help with their check clearing efficiency and our team delivered improvements to their compliance processes.

This Retirement Service Plans Provider needed help making improvements to their ERISA 5500 compliance requirements and our SMEs delivered.

We provided experienced compliance resources to assist our Client’s team with non-discrimination testing, ensuring deadlines were met.

A comprehensive approach enabled our Client to adjust their recordkeeping participant accounts with full compliance and satisfaction.

We created and sent nearly 8,500 plan restatement packages to signers ahead of the Cycle 3 deadline for this recordkeeping Client.

Our RPCS Team successfully prepared and sent all plan amendment packages to plan sponsors, helping our Client overcome staffing challenges.

We provided an additional resource at year-end to prepare and interpret SECURE Act and SECURE 2.0 Act materials.